NlBO Banka NLB Banka d.d., Tuzla Na osnovu odredaba clana 30. Statuta NLB Banke d.d., Tuzla, Nadzorni odbor NLB Banke d.d., Tuzla na 5. redovnoj sjedn

Транскрипт

1 NlBO Banka NLB Banka d.d., Tuzla Na osnovu odredaba clana 30. Statuta NLB Banke d.d., Tuzla, Nadzorni odbor NLB Banke d.d., Tuzla na 5. redovnoj sjednici odrzano] godine donosi slijede6u: According to the article 30. Statute of NLB Banka d.d.,tuzla, The Supervisory board of NLB Banka.d.d., Tuzla at the 5-th regular Session held on adopts the following: ODLUKU o tarifi naknada za us luge skrbnlstva nad vrijednosnim papirima NLB Banke d.d., Tuzla (Precisceni tekst) RESOLUTION about fee pricelist for Custody services for securities of NLB Banka d.d., Tuzla (Revised tekst) OPSTE ODREDBE / GENERAL TERMS Clan 1. I Article 1 NLB Banka d.d., Tuzla (u daljem tekstu: Banka) obracunava i naplacuje naknade za usluge skrbnlstva nad vrijednosnim papirima (VP), koje obavlja za pravna i fizicka llca u zemlji i inostranstvu, u visini tarife: naknada i drugih odredaba utvrdenih u ovoj Odluci. NLB Banka d.d., Tuzla (hereinafter: The Bank) is calculating and charging fees for Custody services for securities for legal entities and natural persons in country and from foreign countries, according to the fees and other terms defined by this Resolution. Clan 2. I Article 2 Visina naknade za pojedinu uslugu Banke, koja je utvrdena u ovoj Odluci, zavisi 'ad karaktera posla na koji se odnosi, obima rizika, slozenosti tehnologije obavljanja tog posla, kao i visine troskova cije nastajanje uslovljava uoblcajena tehnologija obavljanja tog posla. Ako kod odredenog posla nastaju troskovi koji se ne mogu podrazumijevati kao uobicaienl, predviden je obracun i naplata tih troskova kao dodatnih stvarnih troskova Banke. Fee for specific Bank services, which are defined by this Resolution, are depending from nature of business, risk level, technology complexity for specific business as well as from level of costs for standard operations from this business. If specific business requires costs which cannot be defined as costs from standard operations, their calculation and charging will be made and considered as Bank additional real costs. Clan 3. I Article 3 Visina naknade utvrduje se u postotcima i u apsolutnim iznosima. Banka rnoze izvrsiti naplatu naknada u KM iii u drugoj valuti. Ukoliko Banka na osnovu ove Odluke vrsi naplatu u dornacoj valuti na teret deviznog racuna korisnika usluga skrbnistva nad VP, otkup deviza u svrhu te naplate obavlja se po srednjem kursu Centralne banke BiH na dan placanja. Fees can be defined in percentage and absolute amount. Fees can be payable in domestic currency BAM or other currencies. According to this Resolution, if Bank is charging fees in domestic currency (BAM) from Client currency account, conversion will be made by middle foreign-exchange rate of Central Bank of Bosnia and Herzegovina, on the day of payment. Clan 4. I Article 4 Banka, pored naknade iz ove Odluke, za odredene usluge obracunava zaracunava inostrana banka (korespondent). naplacuje naknade koje 1

2 Apart from fees from this Resolution, The Bank can calculate and charge fees for specific services which involve fees of foreign bank (correspondent bank). STVARNI TROSKOVII REAL COSTS Clan 5. I Article 5 Osim naknada predvidenih ovom Odlukom, Banka rnoze naplatiti i stvarne troskove koje je imala prilikom izvrsenja usluga u zemlji i inostranstvu. Stvarnim troskovima smatraju se sljedecl izdaci: - postarina za preporucene, ekspresne i avionske posllike dokumenta, posiljke uz povratni recepis i druga posebna rukovanja posilikama, te prevozne troskove; - troskovi prevoda dokumentacije od strane ovlastenoq sudskog turnaca za strani jezik i troskovi nadovjere - apostile. - troskovi koje zaracunavaju druge banke u zemlji i inozemstvu koje sudjeluju u izvrsenju posla; - troskovi prevoda dokumentacije za glasanje na skupstini, ukoliko Klijent zeli prevod cjelokupne dokumentacije (osnovne informacije i dnevni red salju se i na engleskom jeziku bez troskova prevodenja); - troskovi pravnog zastupanja, sudski troskovi, protest mjenica, tuzba, izvrsen]e i slicno. Banka moze naplatiti i druge stvarne troskove koji nisu obuhvaceni ovom Odlukom, ukoliko je to regulisano posebnim sporazumom imedu Banke i korisnika usluge. Apart from fees from this Resolution, The Bank can calculate and charge real costs, which are result of service realization in country and abroad. Real costs are: postage for registered, express and air-mail, packages with receipt notification, other special handling packages and transport costs; costs of documentation translation by authorised Court interpreter for foreign language and notarize costs - apostille; Other domestic and foreign bank (correspondent bank) costs which are participating in service realization; costs of documentation translation for voting on assembly's, if Client requires translation of entire documentation (basic information and agenda will be translated without charging costs of translation); costs of legal representation, Court costs, bill protest, law-suit, fulfilment etc. Bank can charge other real costs which are not included in this Resolution if that is regulated by special Agreement between Bank and Client. OSTALE ODREDBE I OTHER TERMS Clan 6. I Article 6 Osnovica za obracun naknade za cuvanje vrijednosnih papira je dnevna trzisna vrijednost portfolija VP klijenta. lzracun se vrsi na nacln da se za svaki VP u portfoliju klijenta, na dnevnoj osnovi prema posljednjoj trzisno] cijeni, prema podacima s Berze utvrduju vrijednosti vrijednosnih papira, na koje se obracunava odqovarajuci % provizije. Zbir dnevnih provizija u okviru jednog mjeseca, predstavlja naknadu za cuvan]e vrijednosnih papira, koja se naplacu]e od klijenta na rnjesecnoj osnovi. Ukoliko vrijednosni papiri ne kotiraju na berzi osnovica za obracun je korigovana knjigovodstvena vrijednost, a ukoliko se ne raspolaze sa takvim podatkom, obracun se vrsi na nominalnu vrijednost. Base for calculation of safekeeping fee is daily value of client's securities portfolio. Daily value for each security in securities portfolio, on which is applied appropriate % of fee, is being calculated according to last market price by Stock exchange data. The sum of daily fees within one month represents compensation for the safekeeping of securities, which is paid by client on monthly basis. If securities are not quoted on the stock market, base for calculation is corrected book value. If information about corrected book value is not disposable, calculation is being done on nominal value. 2

3 Clan 7. I Article 7 Obracunata naknada dospijeva za placanje u roku od osam dana od dana obracuna naknade. Ako korisnik usluge ne izmiri obaveze po osnovu obracunate naknade u utvrdenom roku, Banka ima pravo da zaracuna kamatu na dospjela potrazivanja od dana dospijeca u visini zakonske zatezne kamate. Calculated fee is payable within 8 (eight) days from the date of fee calculation. If Client doesn't pay calculated fee within defined time-frame, Bank has a right to calculate and charge interest on the due debts from the day of maturity, in a percentage of legal penalty interest. Clan 8. I Article 8 U naknade utvrdene u ovoj Odluci nije ukljucen porez koji se zaracunava korisniku usluge po vazeco] zakonskoj stopi. Fees in this Resolution doesn't include taxes which will be calculated according to the valid legal rate. ZAVRSNE ODREDBE I FINAL TERMS Clan 9. I Article 9 Banka moze donijeti odluku 0 povoljnijoj tarifi za dodatnih 10%, za svaki pojedinacno ispunjeni kriterij, kako slijedi: da je klijent postojeci korisnik usluga i proizvoda Banke po drugim osnovama; da sa klijentom postoji perspektiva razvoja znacajnijeg poslovnog odnosa; da ce klijent svoje poslovanje u znacajnorn iznosu prenijeti na banku; da dogovoreni posao povecava reputaciju banke na trzlstu Odluke iz prethodnog stava donosi Uprava Banke. 0 donesenim odlukama podnosi se na verifikaciju izvjestaj Nadzornom odboru Banke na prvoj narednoj redovnoj sjednici Nadzornog odbora. Bank can adopt decision about favourable tariff for an additional 10% for each individual criterion is met, as follows: - That the client is already registered as a user of products and services of the Bank on other grounds; - If there is a potential for development of significant business relationship with client; - if client will transfer Significant amount of his business to the bank; - if agreed business will increase the bank's reputation in the market. Resolutions from previous state are being adopted by the Management Board. All Resolutions must be verified by the Supervisory Board on first following meeting of the Supervisory Board. Clan 10. / Article 10 Za sve ostale usluge Banke primjenjuje se Odluka 0 tarifi naknada za usluge NLB Banke d.d., Tuzla. For all other services will be applicable official Resolution about fee pricelist for services of NLB Banka d.d., Tuzla. 3

4 TARIFNIK I PRICELIST Clan 11. / Article 11 REDNI BROJI NO. VRSTA USLUGE I TYPE OF SERVICE VISINA NAKNADE I FEE Otvaranje skrbnickoq (Custody) racuna pri RVP-u 30 KM Opening a custody account at CSD 15 EUR Otvaranje racuna VP u Banci bez naknade Opening a securities account at Bank no fee Naknada po transakciji: 50 KM Transaction fee: 25 EUR 0,20% preko ,00 KM 0,25% od ,00 KM do ,00 KM 0,30% do ,00 KM Cuvanje vrijednosnih papira: na godisnjem nivou + PDV, (% u odnosu na vrijednost portfelja) (min 200KM rnjesecno) Safekeeping: 0,20% over ,00 KM (% relative to the portfolio value) 0,25% from ,00 KM to ,00 KM 0,30% up to ,00 KM p.a. + VAT, (min 1OOEUR monthly) Ispravke iii otkazivanje instrukcije transakcije: 20 KM + stvarni troskovl Correction or cancellation of settlement instruction: 10 EUR + actual costs Prenos VP sa i na skrbnicki (Custody) racun sa ina: (racun drugog Skrbnika, vlasnicki racun klijenta, vlasnicki racun RVP-a; vlasnicki racun berzanskog 40 KM po transakciji posrednika): Securities transfer from and to Custody account from and to: (account of other Custodian, client's owner account, CSD owner account, brokerage house owner account): 20 EUR per transaction; Jednom rnjesecno - bez naknade; Izvod i izvjestaji vezani za racun vrijednosnih papira na zahtjev klijenta vise puta tokom mjeseca - 10 KM po zahtjevu. Statement and reports related to securities account once monthly - no fee; on client's request more time during the month - 5 EUR by request 8. Specijalni izvjestaj na klijentov zahtjev 100 KM Special reports on client's request 50 EUR 4

5 Generalne skupstine i glasanje General assembly (GA) and voting Prikupljanje dokumentacije Acquisition of documentation 100 KM 50 EUR 9.2. Glasanje na Skupstini 200 KM Voting on GA 100 EUR Isplata dividendi, kamata - po klijentu, po transakciji 40 KM 10. Income collection (dividend, interest)- per client, per 20 EUR transaction: Prenos prava iz VP Transfer of rights from securities Upis prava trecih lica na VP Registration of third person rights on securities Upisivanje zaloznoq prava na VP Registration of lien on securities Pozajmljivanje VP Securities lending 100 KM 50 EUR 250 KM 125 EUR 100 KM 50 EUR Prema ugovoru By Contract Clan 12.1 Article 12 Ovaj precisceni tekst Odluke je sacinjen na bosanskom i engleskom jeziku, U slucaju nesuglasica iii nejasnoca kod turnacenja sadrzaja odredaba Odluke, mjerodavne su i primjenjuju se odredbe sacinjene na bosanskom jeziku. This revised text of Resolution is made on Bosnian and English language. In case of any dissidence or misunderstandings in interpretation of terms of this Resolution, terms on Bosnian language will be authentic and will prevail. Clan 13.1 Article 13 Ovaj preciceni tekst Odluke stupa na snagu danom donosenja, a primjenjuje se nakon dobijanja saglasnosti Komisije za vrijednosne papire FBiH. This revised text of Resolution comes into force from the day of adoption, and it is applicable after obtaining approval from Securities commission of FBiH. Clan Article 14 Ovaj precisceni tekst Odluke sadrzi tekst usvojen na sjednici odrzanoj godine i izmjene i dopune usvojene na sjednicama odrzanim , , i This revised text of Resolution consists of text adopted at the session held on and changes and additions adopted at the sessions held on , , and Clan 15.1 Article 15 Na ovaj akt je data saglasnot Komisije za vrijednosne papire rjesenjern broj: od This act has been approved by Securities Commission by decision no: of - NAOZORNI OOBOR- -SUPER~SORYBOARD- Broj: '6/14 Ljubljana/Tuzla, godine No: /14 Ljubljana/Tuzla, godine SUPERVISORY BOARD Blaz Brodnjak 5

6